class: left, middle, inverse, title-slide # US Foreign Policy ## The Foreign Policy Bureaucracy ### Michael E. Flynn ### Kansas State University ### Updated: 2021-09-13 --- # Lecture Overview 1. Historical Trends 2. What are bureaucracies? 3. Why do they matter? 4. The State Department --- class: left, top # Key Questions 1. How did the foreign policy buraucracy change between the pre- and post-War periods? 2. Why/How might suboptimal policy outcomes result from otherwise good actors following organizational mandates? 3. How are actors at different positiosn in a bureaucratic hierarchy able to exercise power and influence? 4. How has the State Department's role in foreign policymaking changed over time? --- class: center, middle, inverse # What Are Bureaucracies? --- class: left, top # What Are Bureaucracies? Executive bureaucracy before World War II - Very small - Creation of the Executive Office of the President (EOP) in 1939 - Foreign policy activism spurs demand for personnel, expertise - Senior administrators up through World War II generall had little government experience - Bureaucracy didn't become a "career" until post-1940s --- class: center, middle <img src="bureaucracy_files/figure-html/state-size-1.png" style="display: block; margin: auto;" /> --- class: center, middle <img src="bureaucracy_files/figure-html/bureaucratic-prop-1.png" style="display: block; margin: auto;" /> --- class: center, middle <img src="bureaucracy_files/figure-html/educ-1.png" style="display: block; margin: auto;" /> --- class: center, middle <img src="bureaucracy_files/figure-html/business-exp-1.png" style="display: block; margin: auto;" /> --- class: left, top # What Are Bureaucracies? What they do: - Day-to-day management and operations of the government - Help to formulate policies - Provide expertise and advice in different policy areas - Coordinate actions of various bureaucratic actors - Execute and implement policies --- class: left, top # What Are Bureaucracies? Functional Differentiation: - The specialization of different governmental units - Works at different levels: - State Department vs Defense Department - Navy vs Army - Artillery vs Armor --- class: left, top # What Are Bureaucracies? Different bureaucratic agencies .pull-left[ - State Department - Defense Department - Treasury Department - Department of Energy - Department of Homeland Security - Department of Commerce - Department of Agriculture - US Agency for International Development - Department of Labor - FBI - NSA ] .pull-right[ - Army - Navy - Air Force - Marine Corps - Coast Guard - National Guard - CIA - DIA - Customs and Border Patrol - US Postal Service - NASA ] --- class: center, middle Bureaucracy has a reputation for redundancy... <img src="../images/bureaucracy-cartoon.gif" style="width:500px; height:500px;"> --- class: center, middle And waste... <img src="../images/bureaucracy-gif.gif" style="width:400px; height:400px;"> --- class: center, middle <img src="bureaucracy_files/figure-html/hierarchy-chart-1.png" style="display: block; margin: auto;" /> --- class: center, middle, inverse # Why Do Bureaucracies Matter? --- class: left, top # Why Do Bureaucracies Matter? They're responsible for a lot... - Presidents make thousands of appointments after entering office - Hundreds of these relate to foreign policymaking - Direct presidential involvement varies - Personal taste - Big three: State, Defense, Treasury - Subordinates? --- class: left, top # Why Do Bureaucracies Matter? .pull-left[ Robert Lovett: - Undersecretary of State - Deputy Secretary of Defense - Secretary of Defense - Lovett was given his choice of State, Defense, or Treasury by President Kennedy. - To right: Robert Lovett (a Republican) is sworn in as President Truman's (a Democrat) Secretary of Defense on September 17, 1951. ] .pull-right[ <img src="../images/robert-lovett.jpg" style="width:400px; height:300px;"> ] --- class: left, top # Why Do Bureaucracies Matter? .pull-left[ Paul Nitze: - Secretary of the Navy - Assistant Secretary of Defense for International Security Affairs - Director of State Department Policy Planning Staff - Deputy Secretary of Defense - Principal author of NSC-68 ] .pull-right[ <img src="../images/paul-nitze.jpg" style="width:300px; height:400px; left:75px; top:-20px;"> ] --- class: left, top # Why Do Bureaucracies Matter? Power and influence - Principals - Deputies - Issue Area - Prestige Position in bureaucratic hierarchy doesn't always match influence --- class: center, middle <figure> <img src="../images/paul-nitze.jpg" style="width:400px; height:400px"> <figcaption>Paul Nitze</figcaption> </figure> <figure> <img src="../images/paul-wolfowitz.jpg" style="width:400px; height:400px"> <figcaption>Paul Wolfowitz</figcaption> </figure> --- class: center, middle <figure> <img src="../images/george-kennan.jpg" style="width:400px; height:400px"> <figcaption>George Kennan</figcaption> </figure> <figure> <img src="../images/robert-kennedy.jpeg" style="width:400px; height:400px"> <figcaption>Robert Kennedy</figcaption> </figure> --- class: center, middle <figure> <img src="../images/chuck-hagel.jpg" style="width:400px; height:400px"> <figcaption>Chuck Hagel</figcaption> </figure> <figure> <img src="../images/james-mattis.jpg" style="width:400px; height:400px"> <figcaption>James Mattis</figcaption> </figure> --- class: left, top # Why Do Bureaucracies Matter? ### Organizational and individuals motivations and goals - Fulfill organization's basic operational mandates/missions - Advance the interests of their organization - Fulfill basic responsibilities of individual position - Advance personal interests and power --- class: left, top # Why Do Bureaucracies Matter? ### Common Problems - Capture - Stove-piping - Groupthink - Turf battles - Slow adaptation --- class: center, middle <figure> <img src="../images/leon-panetta.jpg" style="width:400px; height:400px"> <figcaption>Leon Panetta</figcaption> </figure> <figure> <img src="../images/james-clapper.jpg" style="width:400px; height:400px"> <figcaption>James Clapper</figcaption> </figure> --- class: center, middle, inverse # The State Department --- class: left, top # The State Department The Secretary of State is the chief diplomat of the Untied States - *Supposed* to be the principal adviser to the president on foreign affairs - Provides expertise and information on a variety of policy questions and geographic areas - Responsible for embassies and diplomats around the world --- class: left, top # The State Department .pull-left[ Ambassadors - Position of ambassador is relatively new - Created in 1893 - "Minister" was formerly the highest ranking diplomatic position for the United States - Ambassadorships awarded to country/region exports, but also to political allies To right: Former US Ambassador to the United Kingdom, Matthew Barzun. Barzun also worked on President Obama's campaign. ] .pull-right[ <img src="../images/matthew-barzun.jpg" style="width:300px; height:400px; left:75px; top:-20px;"> ] --- class: center, middle <img src="../images/state-department-organization.png"> --- class: left, top # The State Department .pull-left[ Historically the primary foreign policymaking body Secretaries of State were very influential Prominent officeholders include: - Thomas Jefferson (to right) - James Madison - James Monroe - John Quincy Adams - Martin Van Buren - James Buchanan ] .pull-right[ <img src="../images/thomas-jefferson.jpg" style="width:300px; height:400px; left:75px; top:-20px;"> ] --- class: left, top # The State Department .pull-left[ Dean Acheson - Secretary of State Under President Truman - Epic Mustache - Targeted during the Red Scare by Congressional Republicans. The State Department was the subject of intense criticism by Republicans who claimed that communists had infiltrated the US government. ] .pull-right[ <img src="../images/dean-acheson.jpg" style="width:300px; height:400px; left:75px; height:-75px;"> ] --- class: center, middle <figure> <img src="../images/william-rogers.jpg" style="width:400px; height:400px"> <figcaption>William Rogers</figcaption> </figure> <figure> <img src="../images/henry-kissinger.jpg" style="width:400px; height:400px"> <figcaption>Henry Kissinger</figcaption> </figure> --- class: center, middle <figure> <img src="../images/colin-powell.jpg" style="width:400px; height:400px"> <figcaption>Colin Powell</figcaption> </figure> <figure> <img src="../images/donald-rumsfeld.jpg" style="width:400px; height:400px"> <figcaption>Donald Rumsfeld</figcaption> </figure> --- class: left, top # The State Department State in decline - Basic organizational mandate - Organizational structure - Emphasized qualities of Foreign Service Officers - Gaps between Washington and local offices - Growth of alternative organizations/offices